Fiduciary infrastructure behind modern investment products

Launch and scale regulated investment products through a technology-enabled RIA built for fintech partnerships.

NextReg Advisors is being built to serve as the investment adviser and fiduciary behind fintech investment products. Your team keeps the customer experience, interface, and distribution while advisory responsibility sits with us.

The model

Partner experience layer

Your product, interface, and distribution

NextReg Advisors advisory & control layer

Adviser of record, methodology, supervision

Brokerage & custody layer

Selected integrations that execute and hold assets

Built for teams launching investment and treasury products

Fintech companies that want to offer an investment or treasury-management product without building and operating their own registered investment adviser.

Fintech founders

You need a credible path to market and a clear answer to who the adviser and fiduciary is.

Product leaders

You need advisory functionality that fits your roadmap and your existing customer journey.

Operators

You need defined ownership of supervision, records, and day-to-day program operation.

What NextReg Advisors is - and what it isn't

What NextReg Advisors is

  • The adviser of record, carrying fiduciary responsibility to end clients.
  • The owner of investment methodology, portfolios, and disclosures.
  • The approver of advisory agreements, fees, and marketing materials.
  • The supervisor of each approved program, including records and complaints.

What NextReg Advisors isn't

  • Not a wealth-management firm serving retail clients directly.
  • Not a compliance consultant advising from the sidelines.
  • Not a passive arrangement where a partner rents a licence.
  • Not a vendor that steps back from advisory decisions.

How the model works

Four parties, with advisory responsibility concentrated in one place.

  1. Fintech partner

    Customer experience, interface, distribution

  2. NextReg Advisors

    Adviser and fiduciary; methodology and supervision

  3. Custodian / broker

    Selected integrations that execute and hold assets

  4. End client

    Receives the advisory service through the product

See the full responsibility split →

What NextReg Advisors controls

Control stays with the adviser. These decisions are not delegated to partners.

Investment methodology
Portfolios
Disclosures
Advisory agreements
Fees
Supervision
Marketing approval
Complaints & regulatory records

Initial program

Digital treasury and cash management for businesses

The first approved program helps companies put operating cash to work using a rules-based methodology built around liquidity needs and holding periods. It runs end to end inside NextReg Advisors' advisory framework, from digital onboarding through ongoing supervision.

Read about the program →

Ready to evaluate your product?

Start with a conversation about whether your proposed product fits NextReg Advisors' platform and regulatory model.